TK
TK
Timothy Klingensmith
36 Years of Experience
Portland, IN
4 DisclosuresBroker
Timothy Klingensmith is a registered investment advisor at Raymond James & Associates, INC., based in Portland, IN, with 36 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
928 North Meridian, Portland, IN, 47371
Get directionsHistory
Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2012Settled
Customer Dispute
April 2012Denied
Customer Dispute
April 2005Settled
Customer Dispute
October 2003Settled
Other Business Activities
Timothy is an international coordinator for Aspect Foundation in San Francisco, dedicating about 10-20% of his time outside of business hours.
Employment History
Current Registrations
Raymond James & Associates, INC.
November 2008 - Present · 17 yrs 6 mos
Raymond James & Associates, INC.
November 2008 - Present · 17 yrs 6 mos
Raymond James & Associates, INC.Broker
November 2008 - Present · 17 yrs 6 mos
Previous Registrations
Citigroup Global Markets INC.
February 2000 - December 2008 · 8 yrs 10 mos
Citigroup Global Markets INC.Broker
January 2000 - December 2008 · 8 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1989 - February 2000 · 10 yrs 4 mos
State Registrations17 states
ARAZCACOFLILINMINCNENVOHORPASCVAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.