Roger Paradiso
Roger Paradiso is a registered investment advisor at O'shaughnessy Asset Management, LLC, based in Stamford, CT, with 35 years of industry experience. Roger operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 11,156 clients with $20B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
OSAM's fees are based on a percentage of the assets they manage. The fees vary depending on the specific investment strategy. For the Canvas Managed Options Strategies, the annual management fee is:
- First $0 to $25 million: 0.45%
- $25,000,001 - $50,000,000: 0.35%
- $50,000,001 - $75,000,000: 0.25%
- $75,000,001 +: 0.20%
Location
100 First Stamford Place, Stamford, CT, 06902
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Roger is involved with several organizations, including the Money Management Institute, Stone Home LLC (currently inactive), Morgan Stanley Donor Advised Fund, and Eaglebrook Advisors. These activities involve board membership, consulting, and advising on industry trends, taking minimal time overall.
Employment History
Current Registrations
O'shaughnessy Asset Management, LLC
Franklin Distributors, LLC
Franklin Distributors, LLCBroker
Previous Registrations
Financial Guard, LLC
Clearbridge Investments, LLC
Morgan StanleyBroker
Morgan Stanley
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Clearbridge Advisors, LLC
Legg Mason Investor Services, LLCBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Lehman Brothers INC.Broker
State Registrations51 states
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