Christopher Prien
Christopher Prien is a registered investment advisor at Waterrock Wealth Management, based in Albuquerque, NM, with 29 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning. Their firm serves 275 clients with $130M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $50K | 1.40% |
| $50K - $100K | 1.40% |
| $100K - $500K | 1.40% |
| $500K - $750K | 1.25% |
| $750K - $1000K | 1.00% |
| $1.0M - $5.0M | 0.75% |
| $5M+ | 0.50% |
Prien Asset Management may specifically direct clients to Orion Portfolio Solutions, LLC. The annual fee schedule is as follows: $0.00 $50,000.00 Prien Asset Management’s Fee 1.4% OPS’ Fee 0.45% $50,000.01 $100,000.00 1.4% 0.30% $100,000.01 $500,000.00 1.4% 0.20% $500,000.01 $$749,999 1.25% 0.15% $750,000 - $999,999 1.0% 0.15% $1,000,000.00 - $5,000,000.00 0.75% 0.10% Over $5,000,000.00 0.50% 0.08%. For clients who utilize Pontera, the fee schedule above will apply. Please note that .25% of the management fee will be paid to Pontera by Prien Asset Management.
Fee Estimator
Location
6565 Americas Parkway Ne, Ste 200, Albuquerque, NM, 87110
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Christopher is an insurance agent selling fixed insurance products, dedicating full-time hours to this activity. He also serves as CEO of Prien Insurance Solutions, LLC, assisting other insurance agents with fixed, fixed indexed annuities, life insurance, and disability insurance, spending about 10-20% of his time in this role. Additionally, Christopher works as an admin assistant for Prien Realty Advisors, dedicating minimal time.
Employment History
Current Registrations
Waterrock Wealth Management
Previous Registrations
Questar Asset Management, INC.
Questar Capital CorporationBroker
New Mexico Financial Partners, LLC
LPL Financial LLCBroker
Bbva Securities INC.Broker
Bbva Wealth Solutions INC.
Bbva Compass Investment Solutions, INCBroker
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
Edward Jones
Edward JonesBroker
Thornburg Investment Management INC
Thornburg Securities CorporationBroker
New York Life Investment Management LLC
Nylife Distributors LLCBroker
Nylife Securities INC.Broker
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Thornburg Securities CorporationBroker
Allstate Financial Services, LLCBroker
Invest Financial CorporationBroker
Invesco Funds Group, INC.Broker
Pruco Securities CorporationBroker
The Prudential Insurance Company of AmericaBroker
Princeton Financial Group, INC.Broker
Mlb Investments, LTD.Broker
First Eagle, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.