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Dennis Brodeur

32 Years of Experience
Traverse City, MI
Broker

Dennis Brodeur is a registered investment advisor at Raymond James & Associates, INC., based in Traverse City, MI, with 32 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

315 N. Division St., Suite 220, Traverse City, MI, 49684

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Dennis is a partner in JACER Properties LLC, a rental real estate business, since 2017. He dedicates minimal time to this activity, renting office space back to his RJAS branch.

Employment History
Current Registrations
Raymond James & Associates, INC.
April 2006 - Present · 20 yrs 1 mo
Raymond James & Associates, INC.Broker
August 2000 - Present · 25 yrs 9 mos
Previous Registrations
Prudential Securities IncorporatedBroker
March 1994 - August 2000 · 6 yrs 5 mos
State Registrations29 states
ALAZCACOCTDCFLGAIAILKYLAMAMDMIMNNCNDNJNVNYOHPARISCTXUTVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Dennis Brodeur - Financial Advisor | TrueAdvisor