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Lori Schram

36 Years of Experience
Kansas City, MO

Lori Schram is a registered investment advisor at Schram, Lori, based in Kansas City, MO, with 36 years of industry experience. Lori operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
IM Fee
Planning only
Assets Under Management
$8.1M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

106 E. 104th St, Kansas City, MO, 64114

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Schram, Lori
March 2024 - Present · 2 yrs 2 mos
Previous Registrations
LPL Financial LLC
May 1996 - April 2024 · 27 yrs 11 mos
LPL Financial LLCBroker
March 1996 - April 2024 · 28 yrs 1 mo
Financial Network Investment CorporationBroker
January 1996 - March 1996 · 2 mos
Investors Brokerage Services, INC.Broker
October 1989 - December 1995 · 6 yrs 2 mos
State Registrations1 state
MO
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.