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Daniel Shapiro

New Vernon Wealth Management LLC
31 Years of Experience
Highland Park, IL
Broker
View SEC Summary
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Daniel Shapiro is a registered investment advisor at New Vernon Wealth Management LLC, based in Highland Park, IL, with 31 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management. Their firm serves 187 clients with $780M in assets under management.

New Vernon Wealth Management LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
1 advisor
Number of Clients
187 clients
Average Client Portfolio
$4.2M average
Assets Under Management
$781.0M

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K1.50%
$500K - $1.0M1.25%
$1.0M - $2.0M1.00%
$2M+0.85%

Fees may be negotiated based on account size, composition, and special services. Household accounts can be combined.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

799 Central Ave, Suite 350, Highland Park, IL, 60035

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Daniel is a minority owner of New Vernon Investment Management LLC and acts as general partner for several private funds, dedicating a few hours per week to securities analysis. He is also the CEO/CCO/Managing Member of New Vernon Wealth Management, a registered investment advisor, spending about half his time on this role.

Employment History
Current Registrations
New Vernon Wealth Management LLC
March 2013 - Present · 13 yrs 7 mos
Sf Investments, INC.Broker
November 1994 - Present · 31 yrs 11 mos
Previous Registrations
Sf Investment Advisers
March 2006 - March 2013 · 7 yrs
State Registrations15 states
AZCACTDEFLILINMDNJNVNYSDTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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