Daniel Shapiro is a registered investment advisor at New Vernon Wealth Management LLC, based in Highland Park, IL, with 31 years of industry experience. Daniel operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 181 clients with $630M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.50% |
| $500K - $1000K | 1.25% |
| $1.0M - $2.0M | 1.00% |
| $2M+ | 0.85% |
Fees may be negotiable. Clients referred by third parties may be charged up to 1.50% more per year.
Fee Estimator
Location
799 Central Ave, Suite 350, Highland Park, IL, 60035
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Daniel is a minority owner of New Vernon Investment Management LLC and acts as general partner for several private funds, dedicating a few hours per week to securities analysis. He is also the CEO/CCO/Managing Member of New Vernon Wealth Management, a registered investment advisor, spending about half his time on this role.
Employment History
Current Registrations
New Vernon Wealth Management LLC
Sf Investments, INC.Broker
Previous Registrations
Sf Investment Advisers
State Registrations15 states
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