RS
RS

Richard Keith Scott

35 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment ManagementRetirement PlanningFinancial Planning & CoachingHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
6 advisors
Number of Clients
580 clients
Average Client Portfolio
$439K average
Assets Under Management
$254.4M

Fee Structure

Minimum Investment:$50K
Financial Planning:Investment management only
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Location

2273 Research Blvd, Suite 101, Rockville, MD, 20850-3264

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Richard is a 50% owner of Yurich Financial Group, focusing on CPA services, tax preparation, and estate planning. He is also an IAR with Reuteman Financial Solutions, taking nearly full-time hours, and an agent with Yurich Associates Agency, an insurance agency, dedicating minimal time. Finally, he is a co-trustee for the Kramo Family Trust, spending about 10-20% of his time.

Employment History
Current Registrations
Research Financial Strategies
October 2012 - Present · 13 yrs 4 mos
Purshe Kaplan Sterling Investments
October 2012 - Present · 13 yrs 4 mos
Purshe Kaplan Sterling InvestmentsBroker
October 2012 - Present · 13 yrs 4 mos
Previous Registrations
Artemis Wealth Advisors LLC
May 2011 - October 2012 · 1 yr 5 mos
Mantis Equity Management System
January 2006 - November 2007 · 1 yr 10 mos
Financial America Securities, INC.Broker
April 1992 - October 2012 · 20 yrs 6 mos
North American Management, INC.Broker
July 1991 - April 1992 · 9 mos
First American National Securities, INC.Broker
January 1990 - May 1991 · 1 yr 4 mos
State Registrations6 states
COFLNCOHTNTX
AdvisorBrokerBoth
Exams
No exam information available for this advisor.