Richard Scott
Richard Scott is a registered investment advisor at Research Financial Strategies, based in Nolensville, TN, with 36 years of industry experience. Richard is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 533 clients with $250M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 3.00% |
Annual fees range between 0.50% and 3.00% of assets under management and are negotiable based on account size, asset types, and trading activity.
Fee Estimator
Location
Nolensville, TN
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Richard is a 50% owner of Yurich Financial Group, focusing on CPA services, tax preparation, and estate planning. He is also an IAR with Reuteman Financial Solutions, taking nearly full-time hours, and an agent with Yurich Associates Agency, an insurance agency, dedicating minimal time. Finally, he is a co-trustee for the Kramo Family Trust, spending about 10-20% of his time.
Employment History
Current Registrations
Research Financial Strategies
Purshe Kaplan Sterling Investments
Purshe Kaplan Sterling InvestmentsBroker
Previous Registrations
Artemis Wealth Advisors LLC
Mantis Equity Management System
Financial America Securities, INC.Broker
North American Management, INC.Broker
First American National Securities, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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