Neddie Bokosky is a CFP-designated registered investment advisor, based in Newport Beach, CA, with 36 years of industry experience. Neddie is also registered as a broker, so some compensation may come from commissions on products sold.
Location
4001 Macarthur Blvd, Ste 300, Newport Beach, CA, 92660
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Neddie owns rental property since 1988 and is an agent/broker for fixed insurance sales since 1980, dedicating about 10-20% of their time to the latter. Neddie is also a board member for Project Kokoro and sells fixed insurance products for various companies, spending a few hours per week on this.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Securian Financial Services, INC.
Securian Financial Services, INC.Broker
Pml Securities CompanyBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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