CW
CW
Charles White is a registered investment advisor at Morgan Stanley, based in Jupiter, FL, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
Jupiter, FL
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Regulatory History (2)
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Customer Dispute
February 2016Denied
Regulatory
February 1992Final
Other Business Activities
Charles serves as an executor/co-executor for an estate since June 2019. This investment-related activity involves estate administration and takes minimal time.
Employment History
Current Registrations
Morgan Stanley
December 2009 - Present · 16 yrs 5 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
February 2009 - June 2009 · 4 mos
RBC Professional Trader Group LLCBroker
June 2008 - December 2008 · 6 mos
Thomaslloyd Capital LLCBroker
February 2006 - July 2007 · 1 yr 5 mos
Merriman Curhan Ford & CO.Broker
January 2004 - May 2005 · 1 yr 4 mos
Oam Avatar LLC
July 2003 - September 2003 · 2 mos
Quasar Distributors, LLCBroker
October 2001 - September 2003 · 1 yr 11 mos
Presidio Asset Management LLC
October 2000 - November 2003 · 3 yrs 1 mo
First Fund Distributors, INC.Broker
April 1998 - October 2001 · 3 yrs 6 mos
Avatar Investors Associates CORP
January 1998 - July 2003 · 5 yrs 6 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.