David Soiferman
David Soiferman is a registered investment advisor at Ameriprise Financial Services, LLC, based in Tampa, FL, with 36 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
4030 W Boy Scout Blvd, Ste 300, Tampa, FL, 33607-5713
Get directionsHistory
Regulatory History (6)
Customer Dispute
June 2023Customer Dispute
January 2023Customer Dispute
July 2009Customer Dispute
February 1996Customer Dispute
June 1995Customer Dispute
November 1994Other Business Activities
David owns multiple single-family real estate properties. He also volunteers with Boy Scout Troop 202, dedicating minimal time each month.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
J.P. Turner & Company, L.L.C.Broker
Gunnallen Financial, INC
Gunnallen Financial, INCBroker
J.P. Turner & Company, L.L.C.Broker
Barron Chase Securities, INC.Broker
Hd Brous & CO., INC.Broker
J. Gregory & Company, INC.Broker
Chatfield Dean & CO., INC.Broker
Corporate Securities Group, INC.Broker
J. W. Gant & Associates, INC.Broker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.