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Adalberto Maulini

Raymond James Financial Services Advisors, INC
36 Years of Experience
Coral Gables, FL
5 DisclosuresBroker
View SEC Summary
View SEC Summary

Adalberto Maulini is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Coral Gables, FL, with 36 years of industry experience. Adalberto is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6724 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2525 Ponce de Leon Blvd., Suite 300, Coral Gables, FL, 33134

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2008
Closed-No Action
Customer Dispute
April 2008
Denied
Customer Dispute
April 2008
Settled
Customer Dispute
December 2005
Withdrawn
Customer Dispute
July 2002
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Adalberto runs the day-to-day operations of Private Wealth Management of Coral Gables as a senior financial advisor, dedicating nearly full-time hours to this role. He is also involved in several other businesses, including a non-profit, a salon, a trust, and a gentleman's academy, but spends minimal time on each of those.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
September 2022 - Present · 4 yrs 1 mo
Raymond James Financial Services, INC.Broker
September 2022 - Present · 4 yrs 1 mo
Previous Registrations
Morgan Stanley
September 2013 - September 2022 · 9 yrs
Morgan StanleyBroker
August 2013 - September 2022 · 9 yrs 1 mo
Hsbc Securities (USA) INC.
November 2005 - September 2013 · 7 yrs 10 mos
Hsbc Securities (USA) INC.Broker
January 2005 - September 2013 · 8 yrs 8 mos
Hsbc Brokerage (USA) INC.Broker
September 2004 - January 2005 · 4 mos
Wachovia Securities, LLCBroker
October 2000 - August 2004 · 3 yrs 10 mos
Wachovia Securities, LLC
October 2000 - August 2004 · 3 yrs 10 mos
First Union Brokerage Services, INC.Broker
March 1999 - October 2000 · 1 yr 7 mos
Citicorp Investment ServicesBroker
February 1994 - February 1999 · 5 yrs
New England SecuritiesBroker
August 1993 - January 1994 · 5 mos
Securities America, INC.Broker
November 1990 - January 1994 · 3 yrs 2 mos
Investacorp, INC.Broker
August 1990 - October 1990 · 2 mos
Amerifirst Securities CorporationBroker
October 1989 - March 1990 · 5 mos
The Stuart-James Company, IncorporatedBroker
September 1989 - October 1989 · 1 mo
State Registrations13 states
ALAZCACOFLMAMDNCNYPASCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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