Mark Gieser
Mark Gieser is a registered investment advisor at Independent Financial Group, LLC, based in Irvine, CA, with 36 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 44,045 clients with $11B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IFG offers investment management through various programs, including AccessPoint, Custom Asset Management, and Third Party Asset Managers. Fees are based on a percentage of the value of your account and are negotiable. Transaction charges may also apply. The maximum advisory fee is 3.00% per year. IFG and its IARs may receive additional compensation from product sponsors, which creates a conflict of interest.
Location
2081 Business Center Drive, #140, Irvine, CA, 92612
Get directionsHistory
Regulatory History (5)
Customer Dispute
June 2003Customer Dispute
April 2003Customer Dispute
April 2003Customer Dispute
March 2003Customer Dispute
February 2003Other Business Activities
Mark is a sole proprietor of a tax preparation business since 1990, dedicating up to 60 hours per month during tax season. He also operates a company paying expenses for an office, spending minimal time, and owns rental properties, spending minimal time managing them and collecting rents.
Employment History
Current Registrations
Independent Financial Group, LLCBroker
Independent Financial Group, LLC
Previous Registrations
Crown Capital Securities, L.P.Broker
Crown Capital Securities, L.P.
Sii Investments, INC.
Sii Investments, INC.Broker
Ffp Securities, INC.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.