Ronald Small
Ronald Small is a registered investment advisor at Sound Income Strategies, LLC, based in Fort Lauderdale, FL, with 19 years of industry experience. Ronald operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning. Their firm serves 24,757 clients with $4.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Sound Income Strategies (SIS) manages investment portfolios for a fee based on the value of your portfolio. The annual fee can be up to 1.75% of the value of your portfolio. For a limited group of clients with special needs, the fee can be up to 2.0%. The fee is usually billed monthly, but can be negotiated to be billed quarterly. If SIS uses a third-party investment manager for part of your portfolio, you won't pay any extra fees.
Location
500 W. Cypress Creek Road, Suite 290, Fort Lauderdale, FL, 33309
Get directionsHistory
Regulatory History (3)
Regulatory
November 2021Customer Dispute
July 2020Regulatory
April 2004Other Business ActivitiesSells Insurance
Ronald owns Arbor Financial Services of Florida and The Retirement Income Source, both involving sales and marketing of fixed insurance products and investment advisory services, taking up all of Ronald's business hours. He also owns several rental properties and has a small ownership stake in a financial services company, but these activities do not take up any business hours.
Employment History
Current Registrations
Sound Income Strategies, LLC
Previous Registrations
New England SecuritiesBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.