Barbara Roland
Barbara Roland is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in Nelson, NH, with 36 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.
Location
Nelson, NH
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Barbara is a church board member, spends minimal time educating others about budgeting, and is on the Nelson Broadband Expansion Ad Hoc Committee. She also works as an office administrator and independent insurance agent for various independent insurance companies, dedicating a few hours per week to this role, and is an advisory representative of a RIA.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
Cambridge Investment Research Advisors, INC.
Previous Registrations
Lincoln InvestmentBroker
Lincoln Investment
Great American Advisors, INC.
Great American Advisors, INC.Broker
Eastern Point Advisors INC.
Investors Capital CORP.Broker
Commonwealth Equity Services, INC.Broker
Allmerica Investments, INC.Broker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.