Roland Dortch
Roland Dortch is a registered investment advisor at Silver Oak Securities, INC., based in Simi Valley, CA, with 36 years of industry experience. Roland operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 8,671 clients with $2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Silver Oak Securities offers investment management through its Compass and AdvisorFX programs. The advisor fee is negotiable, with a maximum of 2% of assets. In addition to the advisor fee, there is a platform fee that includes a flat $45 per year and an asset-based fee between 0.08% and 0.15% for Compass accounts, and 0.20% for AdvisorFX accounts. Fees are billed quarterly or monthly, either in arrears or in advance. The platform fee covers access to account data, performance reporting, and other services.
Location
2655 1st Street, Suite 250, Simi Valley, CA, 93065
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Roland is an investment advisory representative/partner at HBW Advisory Services, LLC, dedicating full-time hours to financial planning and related services. He also engages in insurance sales through various companies and Roland H. Dortch Company, Inc, spending a few hours per week on these activities.
Employment History
Current Registrations
Silver Oak Securities, IncorporatedBroker
Hbw Advisory Services LLC
Previous Registrations
Cetera Advisor Networks LLC
Cetera Wealth Services, LLCBroker
Hbw Securities LLCBroker
American General Securities IncorporatedBroker
Great American Advisors, INC.Broker
PFS Investments INC.Broker
State Registrations18 states
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