DL
ChFC
DL
ChFC

David Joseph Lazzaro

31 Years of Experience
BrokerSells Insurance
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
24 advisors
Number of Clients
264 clients
Average Client Portfolio
$262K average
Assets Under Management
$69.2M

Fee Structure

Minimum Investment:None
Financial Planning:Investment management only
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Location

75 Garden St., Wethersfield, CT, 06109

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

David is involved in insurance sales through DJL Wealth Management, LLC, and is a managing member providing business consulting, tax preparation, and related services. He also works for Uptiq Premier Mortgage, LLC originating mortgage loans, dedicating minimal time to this activity.

Employment History
Current Registrations
Stirlingshire Investments
June 2025 - Present · 8 mos
Stirlingshire Investments
June 2025 - Present · 8 mos
Stirlingshire InvestmentsBroker
June 2025 - Present · 8 mos
Previous Registrations
Money Concepts Advisory Service
January 2020 - June 2025 · 5 yrs 5 mos
Money Concepts Capital CORPBroker
January 2020 - June 2025 · 5 yrs 5 mos
H. Beck, INC.
February 2010 - December 2019 · 9 yrs 10 mos
H. Beck, INC.Broker
February 2010 - December 2019 · 9 yrs 10 mos
Money Concepts Capital CORP
October 2002 - January 2010 · 7 yrs 3 mos
Money Concepts Capital CORPBroker
January 1996 - January 2010 · 14 yrs
Waterhouse Securities, INC.Broker
October 1995 - December 1995 · 2 mos
Quest Capital Strategies, INC.Broker
August 1995 - October 1995 · 2 mos
First American National Securities, INC.Broker
November 1989 - December 1990 · 1 yr 1 mo
State Registrations8 states
CACTFLGAMONJNYSC
AdvisorBrokerBoth
Exams
No exam information available for this advisor.