WL
CFP
WL
CFP
William Lloyd is a CFP-designated registered investment advisor, based in Red Bank, NJ, with 36 years of industry experience.
Location
10 Drs. James Parker Blvd, Suite 202, Red Bank, NJ, 07701
Get directionsHistory
Regulatory History (3)
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Employment Separation After Allegations
June 2019Customer Dispute
January 2010Withdrawn
Customer Dispute
December 2008Settled
Other Business ActivitiesSells Insurance
William is an Investment Advisor Rep and sells fixed and long-term care insurance through Spire Insurance Agency, spending a few hours per week on this. He also works for Ameritas Life Insurance Co. selling life and disability insurance, and founded The Charitable Payraise, a financial modeling web application, dedicating about 10-20% of his time to it.
Employment History
Current Registrations
Alexander Capital Wealth Management LLC
January 2026 - Present · 6 mos
Alexander Capital, L.P.Broker
January 2026 - Present · 6 mos
Alexander Capital, L.P.
January 2026 - Present · 6 mos
Previous Registrations
Spire Wealth Management, LLC
September 2019 - January 2026 · 6 yrs 4 mos
Spire Securities, LLCBroker
August 2019 - January 2026 · 6 yrs 5 mos
LPL Financial LLC
April 2011 - July 2019 · 8 yrs 3 mos
LPL Financial LLCBroker
April 2011 - July 2019 · 8 yrs 3 mos
MML Investors Services, LLC
April 2000 - April 2011 · 11 yrs
MML Investors Services, LLCBroker
November 1989 - April 2011 · 21 yrs 5 mos
State Registrations14 states
CADCFLGALAMDNCNJNYSCTNTXVAWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.