CFP

William Lloyd

36 Years of Experience

Vienna, VA

3 DisclosuresBrokerSells Insurance

William Lloyd is a CFP-designated registered investment advisor, based in Vienna, VA, with 36 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold.

Location

Vienna, VA

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History

Regulatory History (3)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Employment Separation After Allegations

June 2019

Customer Dispute

January 2010

Withdrawn

Customer Dispute

December 2008

Settled

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

William is an Investment Advisor Rep and sells fixed and long-term care insurance through Spire Insurance Agency, spending a few hours per week on this. He also works for Ameritas Life Insurance Co. selling life and disability insurance, and founded The Charitable Payraise, a financial modeling web application, dedicating about 10-20% of his time to it.

Employment History

Current Registrations

Alexander Capital Wealth Management LLC

January 2026 - Present · 9 mos

Alexander Capital, L.P.Broker

January 2026 - Present · 9 mos

Alexander Capital, L.P.

January 2026 - Present · 9 mos

Previous Registrations

Spire Wealth Management, LLC

September 2019 - January 2026 · 6 yrs 4 mos

Spire Securities, LLCBroker

August 2019 - January 2026 · 6 yrs 5 mos

LPL Financial LLC

April 2011 - July 2019 · 8 yrs 3 mos

LPL Financial LLCBroker

April 2011 - July 2019 · 8 yrs 3 mos

MML Investors Services, LLC

April 2000 - April 2011 · 11 yrs

MML Investors Services, LLCBroker

November 1989 - April 2011 · 21 yrs 5 mos

State Registrations14 states

CADCFLGALAMDNCNJNYSCTNTXVAWV

AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams

No exam information available for this advisor.

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