KC
KC

Keith Childs

36 Years of Experience
Athens, GA
2 DisclosuresBrokerSells Insurance

Keith Childs is a registered investment advisor at LPL Financial LLC, based in Athens, GA, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

3720 Atlanta Hwy Ste 4, Athens, GA, 30606-3156

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2007
Denied
Customer Dispute
January 2004
Denied
Other Business ActivitiesSells Insurance

Keith operates Athena Wealth Management as a DBA for his LPL business since 2003. He also sells fixed life insurance and fixed annuities since 2004, and Athena Wealth Management LLC is a business entity for tax/investment purposes.

Employment History
Current Registrations
LPL Financial LLC
October 2003 - Present · 22 yrs 7 mos
LPL Financial LLCBroker
October 2003 - Present · 22 yrs 7 mos
Previous Registrations
Morgan Stanley
March 2003 - October 2003 · 7 mos
Morgan Stanley Dw INC.Broker
April 1998 - October 2003 · 5 yrs 6 mos
A. G. Edwards & Sons, INC.Broker
November 1995 - April 1998 · 2 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1989 - November 1995 · 6 yrs 1 mo
State Registrations9 states
CACOFLGAMANCOKSCVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Keith Childs - Financial Advisor | TrueAdvisor