DC
CFA
DC
CFA

Douglas Christopher

33 Years of Experience
Los Angeles, CA
Broker

Douglas Christopher is a CFA-designated registered investment advisor at RBC Capital Markets, LLC, based in Los Angeles, CA, with 33 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
Loading...

Location

555 S. Flower Street, Suite 810, Los Angeles, CA, 90071

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Douglas is a board member and secretary for Village Church Burbank since 2004. This activity, which is non-investment related, requires a few hours per week.

Employment History
Current Registrations
RBC Capital Markets, LLCBroker
October 2022 - Present · 3 yrs 11 mos
RBC Capital Markets, LLC
October 2022 - Present · 3 yrs 11 mos
RBC Capital Markets, LLC
June 2022 - Present · 4 yrs 3 mos
Previous Registrations
D.A. Davidson & CO.Broker
November 2013 - October 2019 · 5 yrs 11 mos
D.A. Davidson & CO.
November 2013 - October 2019 · 5 yrs 11 mos
Crowell Weedon & CO.
November 2013 - November 2013 · 0 mos
Crowell Weedon & CO.Broker
November 2013 - November 2013 · 0 mos
Crowell, Weedon & CO.
June 2008 - November 2013 · 5 yrs 5 mos
Crowell, Weedon & CO.Broker
January 1990 - November 2013 · 23 yrs 10 mos
State Registrations2 states
CAGA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Douglas Christopher - Financial Advisor | TrueAdvisor