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Kenneth Baker

26 Years of Experience
Clinton, OK
Broker

Kenneth Baker is a registered investment advisor at Cetera Investment Advisers LLC, based in Clinton, OK, with 26 years of industry experience. Kenneth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

501 Gary Blvd, Clinton, OK, 73601

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Kenneth is involved in rental property and an investment club. He also serves as Chairman of the Clinton Economic Development Authority and is on the Clinton Hospital Board, dedicating a few hours per week to Alltrip Corporation, a rental property he owns.

Employment History
Current Registrations
Cetera Investment Advisers LLC
January 2014 - Present · 12 yrs 4 mos
Cetera Investment Services LLCBroker
July 1999 - Present · 26 yrs 10 mos
Previous Registrations
Cetera Investment Services LLC
October 1999 - January 2014 · 14 yrs 3 mos
State Registrations20 states
ALARAZCACOFLGAKSLAMDMEMONCNMNYOHOKORPATX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Kenneth Baker - Financial Advisor | TrueAdvisor