Steven Thornton
Steven Thornton is a registered investment advisor at Smith Thornton Advisors, LLC, based in Huntsville, AL, with 36 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 1 more. Their firm serves 327 clients with $730M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $100K | 2.50% |
| $100K - $1000K | 2.00% |
| $1.0M - $10.0M | 1.75% |
| $10M+ | 1.50% |
Fees are negotiable. For accounts under $100,000, a fixed fee may be charged instead of a percentage.
Fee Estimator
Location
626 Clinton Avenue West, Suite 100, Huntsville, AL, 35801
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Steven is a board member at the Von Braun Center and the Huntsville Sports Commission, dedicating minimal time to each. He is also a partner and financial advisor at Smith Thornton Advisors, spending more than full-time hours per month, and a trustee for the Smith Thornton Advisory 401K retirement plan.
Employment History
Current Registrations
Smith Thornton Advisors, LLC
Purshe Kaplan Sterling InvestmentsBroker
Previous Registrations
Wells Fargo Advisors Financial Network, LLC
Wells Fargo Advisors Financial Network, LLCBroker
Morgan Keegan & Company, INC.
Morgan Keegan & Company, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.