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RB
ChFC
RB
ChFC

Robert Burkarth

Stifel, Nicolaus & Company, Incorporated
33 Years of Experience
New York, NY
2 DisclosuresBroker
View SEC Summary
View SEC Summary

Robert Burkarth is a ChFC-designated registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in New York, NY, with 33 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 236,191 clients with $200B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3355 advisors
Number of Clients
236,191 clients
Average Client Portfolio
$836K average
Assets Under Management
$197.5B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Maximum annual fee rate for the Summit Program is up to 1.00% of assets under management. Other programs have separate fee schedules detailed in respective program brochures. Fees are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1095 Avenue of the Americas, 3rd & 4th Floors, New York, NY, 10036

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2010
Settled
Customer Dispute
October 2008
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Robert works as catering staff for Staffing by Mary Watters, dedicating minimal time. He also drives for Uber about a few hours per week and is a member of I-IV-V Gear, LLC, spending minimal time on design ideas and accounting help.

Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
July 2015 - Present · 11 yrs 3 mos
Stifel, Nicolaus & Company, Incorporated
July 2015 - Present · 11 yrs 3 mos
Stifel, Nicolaus & Company, IncorporatedBroker
July 2015 - Present · 11 yrs 3 mos
Previous Registrations
Sterne Agee Asset Management, INC.
September 2014 - July 2015 · 10 mos
Sterne, Agee & Leach, INC.Broker
September 2014 - July 2015 · 10 mos
Oppenheimer & CO. INC.
January 2011 - September 2014 · 3 yrs 8 mos
Oppenheimer & CO. INC.Broker
January 2011 - September 2014 · 3 yrs 8 mos
Lincoln Financial Securities Corporation
January 2011 - January 2011 · 0 mos
Lincoln Financial Securities CorporationBroker
May 2009 - January 2011 · 1 yr 8 mos
US Financial Advisors, LLC
July 2008 - December 2010 · 2 yrs 5 mos
U.S. Wealth Advisors, LLC.Broker
July 2008 - May 2009 · 10 mos
Aig Financial Advisors, INC.Broker
October 2005 - July 2008 · 2 yrs 9 mos
Householder Group, Estate & Retirement Specialists
January 2005 - July 2008 · 3 yrs 6 mos
Sunamerica Securities, INC.Broker
June 2004 - October 2005 · 1 yr 4 mos
Linsco/private Ledger CORP.Broker
April 2003 - February 2004 · 10 mos
Prudential Securities IncorporatedBroker
April 2001 - January 2002 · 9 mos
Wealth Preservation Associates LTD.Broker
December 1997 - May 2001 · 3 yrs 5 mos
Chase Investment Services CORP.Broker
December 1996 - June 1997 · 6 mos
Mds Securities IncorporatedBroker
July 1994 - December 1995 · 1 yr 5 mos
Cigna Financial Advisors,inc.Broker
November 1989 - June 1994 · 4 yrs 7 mos
State Registrations18 states
CACTDEFLGAIDMAMTNCNHNJNYOHPATXUTVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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