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ChFC
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ChFC

Robert Burkarth

Stifel, Nicolaus & Company, Incorporated
33 Years of Experience
Southport, CT
2 DisclosuresBroker
View SEC Summary
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Robert Burkarth is a ChFC-designated registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Southport, CT, with 33 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.

Stifel, Nicolaus & Company, Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3365 advisors
Number of Clients
222,322 clients
Average Client Portfolio
$770K average
Assets Under Management
$171.2B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)

Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.

View Full SEC Brochure

Location

Southport, CT

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2010
Settled
Customer Dispute
October 2008
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Robert works as catering staff for Staffing by Mary Watters, dedicating minimal time. He also drives for Uber about a few hours per week and is a member of I-IV-V Gear, LLC, spending minimal time on design ideas and accounting help.

Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
July 2015 - Present · 10 yrs 10 mos
Stifel, Nicolaus & Company, Incorporated
July 2015 - Present · 10 yrs 10 mos
Stifel, Nicolaus & Company, IncorporatedBroker
July 2015 - Present · 10 yrs 10 mos
Previous Registrations
Sterne Agee Asset Management, INC.
September 2014 - July 2015 · 10 mos
Sterne, Agee & Leach, INC.Broker
September 2014 - July 2015 · 10 mos
Oppenheimer & CO. INC.
January 2011 - September 2014 · 3 yrs 8 mos
Oppenheimer & CO. INC.Broker
January 2011 - September 2014 · 3 yrs 8 mos
Lincoln Financial Securities Corporation
January 2011 - January 2011 · 0 mos
Lincoln Financial Securities CorporationBroker
May 2009 - January 2011 · 1 yr 8 mos
US Financial Advisors, LLC
July 2008 - December 2010 · 2 yrs 5 mos
U.S. Wealth Advisors, LLC.Broker
July 2008 - May 2009 · 10 mos
Aig Financial Advisors, INC.Broker
October 2005 - July 2008 · 2 yrs 9 mos
Householder Group, Estate & Retirement Specialists
January 2005 - July 2008 · 3 yrs 6 mos
Sunamerica Securities, INC.Broker
June 2004 - October 2005 · 1 yr 4 mos
Linsco/private Ledger CORP.Broker
April 2003 - February 2004 · 10 mos
Prudential Securities IncorporatedBroker
April 2001 - January 2002 · 9 mos
Wealth Preservation Associates LTD.Broker
December 1997 - May 2001 · 3 yrs 5 mos
Chase Investment Services CORP.Broker
December 1996 - June 1997 · 6 mos
Mds Securities IncorporatedBroker
July 1994 - December 1995 · 1 yr 5 mos
Cigna Financial Advisors,inc.Broker
November 1989 - June 1994 · 4 yrs 7 mos
State Registrations17 states
CACTDEFLGAIDMAMTNCNHNJNYOHTXUTVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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