Joseph Davis
Joseph Davis is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Marion, NC, with 36 years of industry experience. Joseph is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.25% |
Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.
Fee Estimator
Location
32 North Main St., Suite B, Marion, NC, 28752
Get directionsHistory
Regulatory History (5)
Regulatory
June 2009Customer Dispute
February 2007Customer Dispute
February 2007Customer Dispute
November 2006Employment Separation After Allegations
October 2006Other Business Activities
Joseph owns multiple rental real estate properties, including a partial ownership in a Hilton Head condo, and is a trustee of his 401k profit sharing plan. He also owns a support company for his RJFS-related business and a storage unit business.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.
Raymond James Financial Services, INC.Broker
Previous Registrations
Raymond James Financial Services
Edward Jones
Edward JonesBroker
State Registrations32 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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