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Dale Bradley

Raymond James Financial Services Advisors, INC
36 Years of Experience
Evanston, IL
1 DisclosureBroker
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Dale Bradley is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Evanston, IL, with 36 years of industry experience. Dale is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6724 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3000 Central Street, Evanston, IL, 60201

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History

Regulatory History (1)
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Criminal
May 2017
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Dale is the president of Bradley Investment Center, though he spends minimal time on it. Dale also owns rental real estate property, dedicating a few hours per week to collecting rent and paying taxes/utilities.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
May 2013 - Present · 13 yrs 5 mos
Raymond James Financial Services, INC.
April 2013 - Present · 13 yrs 6 mos
Raymond James Financial Services, INC.Broker
April 2013 - Present · 13 yrs 6 mos
Previous Registrations
Edward Jones
February 2007 - May 2013 · 6 yrs 3 mos
Edward JonesBroker
October 1989 - May 2013 · 23 yrs 7 mos
State Registrations27 states
ARAZCACODCFLGAILINKYMDMIMOMSNCNMNVNYOHORPASCTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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