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Randall Holcombe

35 Years of Experience
Montgomery, AL
1 DisclosureBroker

Randall Holcombe is a registered investment advisor at Cetera Investment Advisers LLC, based in Montgomery, AL, with 35 years of industry experience. Randall operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

2381 Taylor Road, Montgomery, AL, 36117

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2008
Denied
Employment History
Current Registrations
Cetera Investment Advisers LLC
January 2014 - Present · 12 yrs 4 mos
Cetera Investment Services LLCBroker
January 2013 - Present · 13 yrs 4 mos
Previous Registrations
Cetera Investment Services LLC
January 2013 - January 2014 · 1 yr
Bb&t Investment Services, INC.Broker
December 2009 - January 2013 · 3 yrs 1 mo
Bb&t Investment Services, INC.
December 2009 - January 2013 · 3 yrs 1 mo
RBC Capital Markets CorporationBroker
August 2007 - December 2009 · 2 yrs 4 mos
RBC Capital Markets Corporation
August 2007 - December 2009 · 2 yrs 4 mos
Wachovia Securities, LLC
April 2005 - August 2007 · 2 yrs 4 mos
Wachovia Securities, LLCBroker
April 2005 - August 2007 · 2 yrs 4 mos
Liberty Securities CorporationBroker
December 1998 - April 2000 · 1 yr 4 mos
Southtrust Securities, LLCBroker
December 1998 - April 2005 · 6 yrs 4 mos
Amsouth Investment Services, INC.Broker
May 1998 - November 1998 · 6 mos
Compass Brokerage, INC.Broker
July 1995 - March 1998 · 2 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 1989 - September 1994 · 4 yrs 11 mos
State Registrations6 states
ALFLGAMNNCTX
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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