James Schmertmann
James Schmertmann is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Moline, IL, with 27 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
615 35th Ave, Moline, IL, 61265
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Regulatory History (1)
Customer Dispute
March 2008Other Business Activities
James operates under two DBAs for his LPL business: SBS Private Wealth Management, Inc. since 2008 and SBS Financial, Inc. since 2019, dedicating full-time hours to the latter. James also owns rental real estate since 2015, requiring minimal time.
Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
Raymond James Financial Services Advisors, INC
Previous Registrations
LPL Financial LLCBroker
LPL Financial LLC
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
New England SecuritiesBroker
State Registrations29 states
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