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Ned Tufekcic

LPL Financial LLC
36 Years of Experience
Pepper Pike, OH
1 DisclosureBrokerSells Insurance
View SEC Summary
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Ned Tufekcic is a registered investment advisor at LPL Financial LLC, based in Pepper Pike, OH, with 36 years of industry experience. Ned is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

29325 Chagrin Blvd Ste 201, Pepper Pike, OH, 44122

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2009
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Ned is affiliated with Proinvest Financial Inc. for non-variable insurance and as a DBA for his LPL business, but these activities are not investment-related and take minimal time.

Employment History
Current Registrations
LPL Financial LLC
May 2019 - Present · 7 yrs 5 mos
LPL Financial LLCBroker
May 2019 - Present · 7 yrs 5 mos
Previous Registrations
Cambridge Investment Research Advisors, INC.
March 2009 - May 2019 · 10 yrs 2 mos
Cambridge Investment Research, INC.Broker
March 2009 - May 2019 · 10 yrs 2 mos
Capital Analysts, Incorporated
July 2004 - March 2009 · 4 yrs 8 mos
Capital Analysts, IncorporatedBroker
September 2001 - March 2009 · 7 yrs 6 mos
Fort Washington Brokerage Services, INC.Broker
September 2000 - August 2001 · 11 mos
Capital Analysts, IncorporatedBroker
August 1998 - September 2000 · 2 yrs 1 mo
American United Life Insurance CompanyBroker
April 1994 - March 1998 · 3 yrs 11 mos
Aul Equity Sales CORP.Broker
April 1994 - March 1998 · 3 yrs 11 mos
Fortis Investors, INC.Broker
April 1994 - December 1994 · 8 mos
Pruco Securities CorporationBroker
October 1989 - March 1994 · 4 yrs 5 mos
The Prudential Insurance Company of AmericaBroker
October 1989 - December 1993 · 4 yrs 2 mos
State Registrations15 states
AZCACODCFLMAMDNYOHPATNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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