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Robert Laraia

36 Years of Experience
West Hartford, CT
BrokerSells Insurance

Robert Laraia is a registered investment advisor at LPL Financial LLC, based in West Hartford, CT, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

433 South Main St Ste 120, West Hartford, CT, 06110

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Robert is a member of an LLC that owns a share in a health club/physical therapy office, dedicating minimal time. He also has a referral relationship with a life, health, and fixed annuity agent, spending a few hours per week, and operates under the DBA Northstar Wealth Partners full-time.

Employment History
Current Registrations
LPL Financial LLC
February 2021 - Present · 5 yrs 3 mos
LPL Financial LLCBroker
October 2008 - Present · 17 yrs 7 mos
Previous Registrations
Northstar Wealth Partners LLC
January 2014 - February 2021 · 7 yrs 1 mo
LPL Financial LLC
January 2012 - November 2015 · 3 yrs 10 mos
Stratos Wealth Partners, LTD
September 2010 - December 2011 · 1 yr 3 mos
LPL Financial Corporation
October 2008 - December 2010 · 2 yrs 2 mos
Lincoln Financial Advisors Corporation
February 2005 - November 2008 · 3 yrs 9 mos
Lincoln Financial Advisors CorporationBroker
January 2005 - November 2008 · 3 yrs 10 mos
The Lincoln National Life Insurance CompanyBroker
January 2005 - March 2006 · 1 yr 2 mos
Park Avenue Securities LLCBroker
May 1999 - January 2005 · 5 yrs 8 mos
Guardian Investor Services CorporationBroker
November 1989 - May 1999 · 9 yrs 6 mos
State Registrations40 states
AKARAZCACOCTDCDEFLGAIDILINLAMAMDMEMIMNMSMTNCNHNJNMNVNYOHOKPAPRRISCSDTXUTVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Robert Laraia - Financial Advisor | TrueAdvisor