Sean Rodriguez
Sean Rodriguez is a registered investment advisor at VALIC Financial Advisors, INC., based in Glendale, CA, with 35 years of industry experience. Sean operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 2 more. Their firm serves 293,993 clients with $26B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
- Financial planning fees depend on the complexity of your situation, the number of topics covered, the time needed to complete the plan, your net worth, and your location.
- Consulting services are offered on a per-project basis, not exceeding $7,500 annually.
- The total combined fee for a financial plan and consulting services will not exceed $10,000 annually.
Location
450 North Brand Blvd., Suite 600, Glendale, CA, 91203
Get directionsHistory
Regulatory History (5)
Regulatory
November 2013Regulatory
December 2012Customer Dispute
August 2010Customer Dispute
November 2008Employment Separation After Allegations
July 1997Other Business ActivitiesSells Insurance
Sean is an agent for AGIA, selling non-securities insurance products. This requires a few hours per week.
Employment History
Current Registrations
VALIC Financial Advisors, INC.
VALIC Financial Advisors, INC.Broker
Previous Registrations
LPL Financial Corporation
LPL Financial CorporationBroker
Wedbush Morgan Securities INC.
Wedbush Morgan Securities INC.Broker
Smith Barney INC.Broker
Prudential Securities IncorporatedBroker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.