JV
CFP
JV
CFP

John Vreeburg

36 Years of Experience
Carlsbad, CA
7 DisclosuresBroker

John Vreeburg is a CFP-designated registered investment advisor at D.A. Davidson & CO., based in Carlsbad, CA, with 36 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 70,118 clients with $42B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
686 advisors
IM Fee
Planning only
Assets Under Management
$41.8B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Opus Plaza 1, 1925 Palomar Oaks Way, Suite 300, Carlsbad, CA, 92008

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History

Regulatory History (7)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2010
Settled
Customer Dispute
June 2009
Settled
Customer Dispute
March 2009
Denied
Customer Dispute
August 2008
Denied
Customer Dispute
May 2008
Settled
Customer Dispute
February 2006
Settled
Customer Dispute
December 2001
Denied
Other Business Activities

John's wife owns G. Vreeburg Real Estate Corp, and he occasionally refers clients to her. He also serves as Treasurer/Officer for Pacific Ranch Home Owners Association, dedicating a few hours per week to oversight and management.

Employment History
Current Registrations
D.A. Davidson & CO.Broker
November 2013 - Present · 12 yrs 6 mos
D.A. Davidson & CO.
November 2013 - Present · 12 yrs 6 mos
Previous Registrations
Crowell Weedon & CO.
November 2013 - November 2013 · 0 mos
Crowell Weedon & CO.Broker
November 2013 - November 2013 · 0 mos
Crowell, Weedon & CO.
February 2009 - November 2013 · 4 yrs 9 mos
Crowell, Weedon & CO.Broker
January 2009 - November 2013 · 4 yrs 10 mos
Banc of America Investment Services, INC.Broker
April 2003 - December 2008 · 5 yrs 8 mos
Banc of America Investment Services, INC.
April 2003 - December 2008 · 5 yrs 8 mos
Wells Fargo Investments, LLC
May 2001 - April 2003 · 1 yr 11 mos
Wells Fargo Investments, LLCBroker
May 2001 - April 2003 · 1 yr 11 mos
Wells Fargo Securities INC.Broker
November 1997 - May 2001 · 3 yrs 6 mos
Smith Barney INC.Broker
July 1993 - November 1997 · 4 yrs 4 mos
Lehman Brothers INC.Broker
November 1989 - July 1993 · 3 yrs 8 mos
State Registrations26 states
AZCACOCTDCFLGAIDILLAMOMTNCNHNJNVNYORPASCTNTXVAVTWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
John Vreeburg - Financial Advisor | TrueAdvisor