Melvin Goss
Melvin Goss is a registered investment advisor at LPL Enterprise, LLC, based in Louisville, KY, with 29 years of industry experience. Melvin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 86,726 clients with $19B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPLE provides access to investment management through third-party asset management programs (TAMPs) and LPL's Model Wealth Portfolios (MWP). For TAMPs, the fees are negotiated with the LPLE representative, typically up to 2% of the assets managed, but may be higher in certain circumstances. The TAMP sponsor also charges a fee. For MWP, clients are charged an annual account fee that includes an advisory fee (maximum 2.35% and is negotiable) and a manager fee (0% to 0.60%).
Location
9300 Shelbyville Road, Suite 900, Louisville, KY, 40222
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Regulatory History (2)
Customer Dispute
February 2021Customer Dispute
June 2019Employment History
Current Registrations
LPL Enterprise, LLCBroker
LPL Enterprise, LLC
Previous Registrations
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
Silver Oak Securities, IncorporatedBroker
Silver Oak Securities, INC.
Creative Financial Designs, INC.
Cfd Investments, INC.Broker
Securities America Advisors INC
Securities America, INC.Broker
The O.N. Equity Sales CompanyBroker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
The O.N. Equity Sales CompanyBroker
The Prudential Insurance Company of AmericaBroker
Pruco Securities CorporationBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.