Matthew Carlin
Matthew Carlin is a registered investment advisor at Foundations Investment Advisors LLC, based in Friendswood, TX, with 36 years of industry experience. Matthew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 25,166 clients with $7.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
A $150 annual minimum management fee will be assessed on all accounts. All accounts will also be assessed a $50 annual administrative and technology fee (ATF) at the end of the January billing cycle. The fee schedule may not be the actual fee charged, but the maximum fee charged. Sub-Adviser fees are included in the fee schedule above.
Fee Estimator
Location
333 East Parkwood Avenue, Friendswood, TX, 77546
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Matthew is the CEO and owner of Matt Carlin & Associates DBA Carlin Financial Group, where he focuses on insurance sales and service, dedicating full-time hours to this role. He also works as a self-employed playwright, spending a few hours per week writing plays.
Employment History
Current Registrations
Foundations Investment Advisors LLC
Previous Registrations
Ae Wealth Management, LLC
Client One Securities LLC
Client One Securities LLCBroker
Investment Advisors CORP
Broker Dealer Financial Services CORP.Broker
Wellstone Securities, LLCBroker
Intersecurities, INC.
Intersecurities, INC.Broker
Rushmore Securities CorporationBroker
Northstar Securities, INC.Broker
Dominion Capital CorporationBroker
Brokers Transaction Services, INC.Broker
Nap Financial CorporationBroker
Royal Alliance Associates, INC.Broker
Ur Financial, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.