Patricia Regan
Patricia Regan is a registered investment advisor at LPL Financial LLC, based in Plymouth, MA, with 34 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
One Pilgrim Hill Rd, Plymouth, MA, 02360
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Patricia is a trustee for a family trust, spends time as DBA for LPL business, and works as a financial consultant/relationship manager. She also deals with non-variable life and LTC policies and is involved in real estate rental.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Prudential Annuities Distributors, INCBroker
Capital Brokerage CorporationBroker
Symetra Investment Services, INC.Broker
Metlife Investors Distribution CompanyBroker
Metlife Investors Distribution CompanyBroker
Ifmg Securities, INC.
Ifmg Securities, INC.Broker
Sun Life of Canada (U.S.) Distributors, INC.Broker
American Skandia Marketing, INC.Broker
Pruco Securities CorporationBroker
The Prudential Insurance Company of AmericaBroker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.