HG
CFP · ChFC
HG
CFP · ChFC

Harper Goode

36 Years of Experience
Germantown, TN
Broker

Harper Goode is a CFP, ChFC-designated registered investment advisor at LPL Financial LLC, based in Germantown, TN, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

Loading...

Location

1910 Exeter Rd., #2, Germantown, TN, 38138

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Harper operates Goode Wealth Counsel & Management as a DBA for their LPL business and is a notary. Harper also co-owns and owns rental properties and is involved in a family food tour business, dedicating about 10-20% of their time.

Employment History
Current Registrations
LPL Financial LLC
March 2004 - Present · 22 yrs 6 mos
LPL Financial LLCBroker
July 2001 - Present · 25 yrs 2 mos
Previous Registrations
Goode Wealth Counsel and Management
March 2004 - December 2011 · 7 yrs 9 mos
Securian Financial Services, INC.Broker
November 1989 - July 2001 · 11 yrs 8 mos
State Registrations5 states
ARFLMSTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.