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David Carrow

Ameriprise Financial Services, LLC
36 Years of Experience
Rochester, MN
1 DisclosureBrokerSells Insurance
View SEC Summary
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David Carrow is a ChFC-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Rochester, MN, with 36 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3038 Jeremiah Ln NW Ste 201A, Rochester, MN, 55901

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
January 2006
Final
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

David owns commercial real estate, a triplex rental property, and is a silent partner in a real estate management company. He also works as an independent insurance broker, representing companies like MetLife, SunLife, and UNUM, and spends a few hours per week on real estate and insurance activities.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
September 2022 - Present · 4 yrs 1 mo
Ameriprise Financial Services, LLC
September 2022 - Present · 4 yrs 1 mo
Ameriprise Financial Services, LLCBroker
September 2022 - Present · 4 yrs 1 mo
Previous Registrations
Ameriprise Financial Services, LLC
September 2022 - September 2022 · 0 mos
MML Investors Services, LLCBroker
March 2017 - September 2022 · 5 yrs 6 mos
MML Investors Services, LLC
March 2017 - September 2022 · 5 yrs 6 mos
Msi Financial Services, INC.
January 2015 - March 2017 · 2 yrs 2 mos
Msi Financial Services, INC.Broker
January 2015 - March 2017 · 2 yrs 2 mos
New England Securities Corporation
January 2014 - January 2015 · 1 yr
New England SecuritiesBroker
November 1989 - January 2015 · 25 yrs 2 mos
State Registrations9 states
AZCACTFLIAILMNMTWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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