KH
KH

Katina Heggemann

35 Years of Experience
Washington, MO
Broker

Katina Heggemann is a registered investment advisor at Wells Fargo Advisors, based in Washington, MO, with 35 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1301 W 5th Street, [Satellite], Washington, MO, 63090

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Wells Fargo Advisors
September 2022 - Present · 3 yrs 8 mos
Wells Fargo Advisors Financial Network, LLCBroker
September 2022 - Present · 3 yrs 8 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
May 2011 - September 2022 · 11 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
January 2008 - September 2022 · 14 yrs 8 mos
A. G. Edwards & Sons, INC.Broker
December 1994 - January 2008 · 13 yrs 1 mo
Walnut Street Securities, INC.Broker
July 1993 - December 1994 · 1 yr 5 mos
Infinet Securities, INC.Broker
November 1990 - August 1991 · 9 mos
Mark Twain Brokerage Services, INC.Broker
April 1990 - July 1993 · 3 yrs 3 mos
State Registrations18 states
ALARAZCACOFLIAILKSKYMDMONHNVNYOHTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.