Cynthia Lanell Minnis

Nbc Securities, INC.

35 Years of Experience

1 DisclosureBroker

View SEC Summary

Areas of Practice

Investment ManagementFinancial Planning & Coaching

Nbc Securities, INC.

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

72 advisors

Number of Clients

4,545 clients

Average Client Portfolio

$377K average

Assets Under Management

$1.7B

Fee Structure

Location

225 East Columbia Street, Farmington, MO, 63640

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History

Regulatory History (1)

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Customer Dispute

November 2015

Closed-No Action

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Other Business Activities

Cynthia owns and operates a music performance business since 1998. This activity requires a few hours per week.

Employment History

Current Registrations

Nbc Securities, INC.

June 2019 - Present · 6 yrs 8 mos

Nbc Securities, INC.Broker

June 2019 - Present · 6 yrs 8 mos

Previous Registrations

First State Financial Management

September 2009 - June 2019 · 9 yrs 9 mos

First State Financial Management, INC.Broker

September 1998 - June 2019 · 20 yrs 9 mos

American Express Financial Advisors INC.Broker

September 1991 - September 1998 · 7 yrs

Ids Life Insurance CompanyBroker

September 1991 - September 1998 · 7 yrs

First American National Securities, INC.Broker

March 1990 - October 1991 · 1 yr 7 mos

State Registrations9 states

COFLILMONEORSDTNTX

AdvisorBrokerBoth

Exams

No exam information available for this advisor.