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Jeffrey Leibfarth

Gwn Securities INC.
34 Years of Experience
Liberty Township, OH
3 DisclosuresBrokerSells Insurance
View SEC Summary
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Jeffrey Leibfarth is a registered investment advisor at Gwn Securities INC., based in Liberty Township, OH, with 34 years of industry experience. Jeffrey is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 37,793 clients with $4.8B in assets under management.

Gwn Securities INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
505 advisors
Number of Clients
37,793 clients
Average Client Portfolio
$126K average
Assets Under Management
$4.8B

Fee Structure

Minimum Investment:$2K
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K1.50%
$250K - $500K1.25%
$500K - $1.0M1.00%
$1M+0.50%

Schedule represents the standard GWN Managed Account Program. Other programs such as Premier, Total Access, and FMAX have separate fee schedules or negotiable rates up to 2.00%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Liberty Township, OH

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 1998
Closed-No Action
Employment Separation After Allegations
July 1997
Employment Separation After Allegations
March 1995
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Jeffrey operates under the name Financial Concepts & Retirement Strategies, an insurance and investment agency. He sells fixed annuities and insurance products.

Employment History
Current Registrations
Gwn Securities INC.
November 2014 - Present · 11 yrs 11 mos
Gwn Securities INC.Broker
November 2014 - Present · 11 yrs 11 mos
Previous Registrations
Legend Advisory CORP
April 2011 - November 2014 · 3 yrs 7 mos
Legend Equities CorporationBroker
December 2003 - November 2014 · 10 yrs 11 mos
Brecek & Young Advisors, INC.
April 2002 - December 2003 · 1 yr 8 mos
Brecek & Young Advisors, INC.Broker
March 2001 - December 2003 · 2 yrs 9 mos
Donahue Securities, INC.Broker
November 1998 - March 2001 · 2 yrs 4 mos
Pmg Securities CorporationBroker
August 1997 - December 1998 · 1 yr 4 mos
L.M. Kohn & CompanyBroker
June 1995 - July 1997 · 2 yrs 1 mo
Aag Securities, INC.Broker
September 1994 - April 1995 · 7 mos
Aegon USA Securities INC.Broker
September 1993 - September 1994 · 1 yr
Legend Capital CorporationBroker
June 1992 - August 1993 · 1 yr 2 mos
Titan/value Equities Group, INC.Broker
November 1989 - September 1990 · 10 mos
State Registrations3 states
INKYOH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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