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Gary Bragg

36 Years of Experience
Bangor, ME
1 DisclosureBrokerSells Insurance

Gary Bragg is a registered investment advisor, based in Bangor, ME, with 36 years of industry experience. Gary is also registered as a broker, so some compensation may come from commissions on products sold.

Location

34 Summer Street, Suite 1, Bangor, ME, 04401

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2006
Denied
Other Business ActivitiesSells Insurance

Gary sells fixed insurance under Bragg Financial Services since 1990, dedicating minimal time. He also provides tax preparation services and owns rental property in Venice, FL.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
August 2025 - Present · 1 yr 2 mos
Raymond James Financial Services, INC.Broker
August 2025 - Present · 1 yr 2 mos
Previous Registrations
Commonwealth Financial Network
February 2008 - August 2025 · 17 yrs 6 mos
Commonwealth Financial NetworkBroker
January 1990 - August 2025 · 35 yrs 7 mos
State Registrations35 states
AKAZCACOCTDCDEFLGAHIINKSKYMAMDMEMNMTNCNHNJNMNYOHOKPAPRRISCTNTXUTVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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