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JO
CFP
JO
CFP

John Osorio

Imperity Wealth Alliance LLC
34 Years of Experience
New York, NY
1 DisclosureBrokerSells Insurance
View SEC Summary
View SEC Summary

John Osorio is a CFP-designated registered investment advisor at Imperity Wealth Alliance LLC, based in New York, NY, with 34 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Annuities, Business Owners, Corporate Executives, and 9 more. Their firm serves 363 clients with $140M in assets under management.

Imperity Wealth Alliance LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10 advisors
Number of Clients
363 clients
Average Client Portfolio
$385K average
Assets Under Management
$139.7M

Fee Structure

Minimum Investment:$1K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Maximum allowable advisor fees across programs generally range up to 2.50% or a combined total of 3.00% including program fees. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

295 Madison Ave, Ste 915, New York, NY, 10017

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2018
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

John sells fixed insurance, dedicating minimal time to this activity. He is also the owner of Comprehensive Financial Partners, Inc., a private entity for tax preparation, securities, advisory, and insurance business, but spends no time on it during business hours. John spends about 10% of his time on tax preparation through Comprehensive Financial Partners.

Employment History
Current Registrations
Imperity Wealth Alliance LLC
March 2026 - Present · 7 mos
Commonwealth Financial Network
December 2023 - Present · 2 yrs 10 mos
Commonwealth Financial NetworkBroker
December 2023 - Present · 2 yrs 10 mos
Previous Registrations
LPL Financial LLCBroker
February 2018 - December 2023 · 5 yrs 10 mos
LPL Financial LLC
February 2018 - December 2023 · 5 yrs 10 mos
Invest Financial Corporation
February 2012 - February 2018 · 6 yrs
Invest Financial CorporationBroker
February 2012 - February 2018 · 6 yrs
Fsc Securities Corporation
March 2000 - February 2012 · 11 yrs 11 mos
Fsc Securities CorporationBroker
November 1999 - February 2012 · 12 yrs 3 mos
Prime Capital Services, INC.Broker
January 1999 - November 1999 · 10 mos
Royal Alliance Associates, INC.Broker
January 1994 - January 1999 · 5 yrs
John Hancock Distributors, INC.Broker
February 1992 - February 1994 · 2 yrs
John Hancock Mutual Life Insurance CompanyBroker
February 1992 - February 1994 · 2 yrs
American Express Financial Advisors INC.Broker
October 1991 - December 1991 · 2 mos
Ids Life Insurance CompanyBroker
October 1991 - December 1991 · 2 mos
State Registrations11 states
CACTFLGAMANCNJNMNYSCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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John Osorio - Financial Advisor | TrueAdvisor