John Osorio
John Osorio is a CFP-designated registered investment advisor at Commonwealth Financial Network, based in New York, NY, with 34 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 399,450 clients with $210B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Commonwealth Financial Network offers investment management through various programs like PPS Custom, PPS Select, and PPS Direct. Fees are generally calculated as a percentage of your portfolio, including cash and money market positions. The exact fees vary depending on the specific program and the agreement between you and your advisor.
Commonwealth generally offers two types of fee schedules: blended and breakpoint. With a blended schedule, different portions of your portfolio are charged at different rates. With a breakpoint schedule, the fee rate declines as your portfolio value reaches certain levels. All fees are negotiable between the advisor and client.
Location
295 Madison Ave, Ste 915, New York, NY, 10017
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Regulatory History (1)
Customer Dispute
June 2018Other Business ActivitiesSells Insurance
John sells fixed insurance, dedicating minimal time to this activity. He is also the owner of Comprehensive Financial Partners, Inc., a private entity for tax preparation, securities, advisory, and insurance business, but spends no time on it during business hours. John spends about 10% of his time on tax preparation through Comprehensive Financial Partners.
Employment History
Current Registrations
Commonwealth Financial NetworkBroker
Commonwealth Financial Network
Previous Registrations
LPL Financial LLCBroker
LPL Financial LLC
Invest Financial Corporation
Invest Financial CorporationBroker
Fsc Securities Corporation
Fsc Securities CorporationBroker
Prime Capital Services, INC.Broker
Royal Alliance Associates, INC.Broker
John Hancock Distributors, INC.Broker
John Hancock Mutual Life Insurance CompanyBroker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.