John Diefenbach
John Diefenbach is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Mount Pleasant, SC, with 21 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.
Location
Mount Pleasant, SC
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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John is the chairman of the Gorton Foundation, a charitable organization, since 2011, dedicating minimal time. He also serves as Power of Attorney for M W, spending minimal time on this activity.
Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Previous Registrations
William Blair & Company L.L.C.
William BlairBroker
Northstar Distributors, INC.Broker
Quest for Value DistributorsBroker
Nsr Distributors, INC.Broker
Chatfield Dean & CO., INC.Broker
Seligman Securities, INC.Broker
Moran & Associates, INC. Securities BrokerageBroker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.