Steven Nichols is a CFA-designated registered investment advisor at Warnke/nichols LTD., based in Delafield, WI, with 23 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 241 clients with $160M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $3.0M | 0.75% |
| $3.0M - $5.0M | 0.50% |
| $5M+ | 0.50% |
The fee on the portion of portfolio market value above $5 million is negotiable. Accounts holding solely mutual funds are charged 0.50% annually. Some discretionary accounts are in a wrap-fee program, charging 0.80% annually for investment management, with a $500 minimum fee. In some cases, the investment management fee is negotiable, and the minimum annual fee might be waived.
Fee Estimator
Location
440 Wells Street, Suite 203, Delafield, WI, 53018
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Warnke/nichols LTD.
Previous Registrations
Warnke/nichols LTD.
State Registrations1 state
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