Kent Brown is a CFP-designated registered investment advisor, based in Bath, NY, with 36 years of industry experience.
Location
Bath, NY
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
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Kent is the owner and sole proprietor of Brown Financial Services, where he prepares tax returns and represents clients before the IRS. This takes about a quarter of his time.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
September 2025 - Present · 8 mos
Cetera Investment Advisers LLC
September 2025 - Present · 8 mos
Previous Registrations
Avantax Advisory Services
October 2002 - September 2025 · 22 yrs 11 mos
Avantax Investment Services, INC.Broker
November 1989 - September 2025 · 35 yrs 10 mos
State Registrations4 states
CAFLNYOR
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.