Osvaldo Brito is a registered investment advisor, based in Stamford, CT, with 28 years of industry experience.
Location
400 Atlantic Street, Floor 10, Suite 1020, Stamford, CT, 06901-3512
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Osvaldo is an investment adviser for Steward Partners Investment Advisory LLC and Steward Partners Global Advisory. He dedicates minimal time to these activities.
Employment History
Current Registrations
Steward Partners Investment Solutions, LLCBroker
May 2022 - Present · 4 yrs
Steward Partners Investment Solutions, LLC
May 2022 - Present · 4 yrs
Steward Partners Investment Advisory, LLC
June 2021 - Present · 4 yrs 11 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
June 2021 - June 2021 · 0 mos
Raymond James Financial Services, INC.Broker
June 2021 - May 2022 · 11 mos
Wells Fargo Advisors, LLC
July 2011 - September 2015 · 4 yrs 2 mos
Wells Fargo Clearing Services, LLCBroker
February 2005 - June 2021 · 16 yrs 4 mos
Idb Capital CORP.Broker
June 2001 - February 2005 · 3 yrs 8 mos
Hsbc Securities, INC.Broker
March 1999 - May 1999 · 2 mos
Lehman Brothers INC.Broker
August 1994 - June 1997 · 2 yrs 10 mos
Lehman Government Securities INC.Broker
August 1994 - October 1995 · 1 yr 2 mos
Global America IncorporatedBroker
March 1990 - February 1991 · 11 mos
State Registrations7 states
CACTFLMANCNJNY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.