Todd Caudle
Todd Caudle is a registered investment advisor at Executive Investment Services, LLC, based in Lake Oswego, OR, with 36 years of industry experience. Their practice areas include Business Owners, High Net Worth, Investment Management. Their firm serves 63 clients with $92M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | Included |
| $500K - $1.0M | Included |
| $1.0M - $5.0M | Included |
| $5M+ | Included |
Fees are negotiable. The annual fee ranges are: - First $0 - $500,000: 1.00% - 1.50% - Next $500,001 - $1,000,000: 1.00% - 1.25% - Next $1,000,001 - $5,000,000: 1.00% or less - Next $5,000,001 and Above: Negotiable Executive Investment Services has a minimum annual fee of $2,500.
Fee Estimator
Location
201 B Avenue, Suite 220, Lake Oswego, OR, 97034
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Todd is an officer/director of Medical Professionals Financial Group, Professional Risk Management, Big Summit LLC, Professional Risk Management (a wealth management company), and Executive Investment Services. He spends about half his time as an insurance agent/representative with Professional Risk Management and about 10-20% of his time with Medical Professionals Financial Group and Executive Investment Services.
Employment History
Current Registrations
Executive Investment Services, LLC
Previous Registrations
Independent Financial Group, LLC
Independent Financial Group, LLC
Rx Investment Solutions LLC
Independent Financial Group, LLCBroker
Next Financial Group, INC.Broker
Wm Financial Services, INC.
Wm Financial Services, INC.Broker
Pruco Securities, LLC.Broker
The Prudential Insurance Company of AmericaBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.