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John Orito

Cetera Investment Advisers LLC
36 Years of Experience
Fresno, CA
4 DisclosuresBroker
View SEC Summary
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John Orito is a registered investment advisor at Cetera Investment Advisers LLC, based in Fresno, CA, with 36 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Cetera Investment Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B

Location

Fresno, CA

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History

Regulatory History (4)
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Judgment / Lien
July 2017
Judgment / Lien
December 2013
Judgment / Lien
May 2011
Customer Dispute
December 2001
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

John is a hobbyist who constructs and flies model airplanes, receiving free or discounted materials through company sponsorship. This takes a few hours per week and is not investment-related.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 3 yrs 4 mos
Cetera Wealth Services, LLCBroker
September 2019 - Present · 7 yrs 1 mo
Previous Registrations
Cetera Advisor Networks LLC
May 2021 - June 2023 · 2 yrs 1 mo
Summit Financial Group INC
March 2015 - May 2021 · 6 yrs 2 mos
Summit Brokerage Services, INC.Broker
March 2015 - September 2019 · 4 yrs 6 mos
LPL Financial LLC
December 1997 - March 2015 · 17 yrs 3 mos
LPL Financial LLCBroker
January 1992 - March 2015 · 23 yrs 2 mos
American Express Financial Advisors INC.Broker
January 1990 - February 1992 · 2 yrs 1 mo
Ids Life Insurance CompanyBroker
January 1990 - February 1992 · 2 yrs 1 mo
State Registrations9 states
ALAZCAFLNVORTNTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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