JO
JO
John Orito
36 Years of Experience
Fresno, CA
4 DisclosuresBroker
John Orito is a registered investment advisor at Cetera Investment Advisers LLC, based in Fresno, CA, with 36 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
Loading...
Location
Fresno, CA
Get directionsHistory
Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
July 2017Judgment / Lien
December 2013Judgment / Lien
May 2011Customer Dispute
December 2001Denied
Other Business Activities
John is a hobbyist who constructs and flies model airplanes, receiving free or discounted materials through company sponsorship. This takes a few hours per week and is not investment-related.
Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
September 2019 - Present · 6 yrs 8 mos
Previous Registrations
Cetera Advisor Networks LLC
May 2021 - June 2023 · 2 yrs 1 mo
Summit Financial Group INC
March 2015 - May 2021 · 6 yrs 2 mos
Summit Brokerage Services, INC.Broker
March 2015 - September 2019 · 4 yrs 6 mos
LPL Financial LLC
December 1997 - March 2015 · 17 yrs 3 mos
LPL Financial LLCBroker
January 1992 - March 2015 · 23 yrs 2 mos
American Express Financial Advisors INC.Broker
January 1990 - February 1992 · 2 yrs 1 mo
Ids Life Insurance CompanyBroker
January 1990 - February 1992 · 2 yrs 1 mo
State Registrations9 states
ALAZCAFLNVORTNTXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.