Randy Birkinbine
Randy Birkinbine is a registered investment advisor at Ausdal Financial Partners, INC., based in White Bear Lake, MN, with 35 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 10,402 clients with $2.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ausdal Financial Partners offers several investment management programs. Fees vary depending on the program and custodian.
Advisor Managed Account (AMP): Fees are negotiated with your advisor, with a maximum annual fee of 3%. Wrap accounts include all transaction costs, while non-wrap accounts charge separately for advisory services and transactions.
Third Party Managed Accounts (SMA/UMA): Fees consist of an Investment Advisor Representative Fee, a Platform Fee (0.11% to 0.28%), and a Manager Fee (0% to 0.80%).
Retirement Plan Advisory Program: Maximum annual fee of 3%. Fees can be a fixed percentage or tiered based on account assets.
Held Away Accounts (Pontera): Maximum advisory fee of 1.5% of account assets. Fees must be deducted from an alternate advisory account or billed directly to the client.
Location
4756 Banning Avenue, Suite 200-3, White Bear Lake, MN, 55110
Get directionsHistory
Regulatory History (15)
Customer Dispute
March 2025Customer Dispute
May 2024Customer Dispute
March 2024Customer Dispute
January 2024Customer Dispute
October 2021Customer Dispute
September 2020Judgment / Lien
March 2019Customer Dispute
February 2018Judgment / Lien
February 2017Judgment / Lien
December 2013Customer Dispute
November 2013Customer Dispute
July 2013Judgment / Lien
May 2013Judgment / Lien
December 2009Employment Separation After Allegations
May 2007Other Business ActivitiesSells Insurance
Randy is involved in insurance sales through Birkinbine Insurance Production since 2006, dedicating a few hours per week. He also owns B & N Financial, LLC since 2020, where he works as an IAR and provides financial planning services for about 10-20% of his time.
Employment History
Current Registrations
Ausdal Financial Partners, INC.
Ausdal Financial Partners, INC.Broker
Previous Registrations
Workman Securities CorporationBroker
Invest Financial CorporationBroker
Fsc Securities CorporationBroker
Lutheran Brotherhood Securities CORP.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.