Diane Esser is a CFP-designated registered investment advisor at Direction Financial Management, LLC, based in Germantown, WI, with 13 years of industry experience. Diane operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Middle Income, and 3 more. Their firm serves 31 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Direction Financial Management does not manage client assets directly. They provide investment consultation and help clients implement their financial plans. They can assist with portfolio design and asset allocation, but clients are responsible for managing their own investments.
Contact
Diane Esser
Location
W177 N9856 Rivercrest Drive, Suite 214, Germantown, WI, 53022
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Direction Financial Management, LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams