Carleton Crockett
Carleton Crockett is a registered investment advisor at Flagship Harbor Advisors, LLC, based in Hyannis,, MA, with 35 years of industry experience. Carleton operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 7,373 clients with $3.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Flagship Harbor Advisors charges an annual fee based on a percentage of the market value of your investments. This fee generally ranges from 0.25% to 2.0%. The exact fee depends on factors like the representative assigned to your account, the amount you invest, and the complexity of your situation. Clients can choose to have fees deducted from their accounts or billed directly.
Location
349 Main Street, 2nd Floor, Hyannis,, MA, 02601
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Regulatory History (1)
Customer Dispute
November 2001Other Business ActivitiesSells Insurance
Carleton is involved in several business activities, including Crockett and Associates (for tax/investment purposes, taking about 10-20% of his time), and acting as an agent for non-variable insurance (taking a few hours per week). He also dedicates full-time hours to Flagship Harbor Advisors, both as a DBA for LPL business and as a registered investment advisor.
Employment History
Current Registrations
Flagship Harbor Advisors, LLC
LPL Financial LLCBroker
Previous Registrations
Next Financial Group, INC.
Next Financial Group, INC.Broker
PFS Investments INC.Broker
State Registrations16 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.