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Frank Tenuta

Stifel Independent Advisors, LLC
34 Years of Experience
Milwaukee, WI
Broker
View SEC Summary
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Frank Tenuta is a registered investment advisor at Stifel Independent Advisors, LLC, based in Milwaukee, WI, with 34 years of industry experience. Frank is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning. Their firm serves 7,902 clients with $5B in assets under management.

Stifel Independent Advisors, LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
35 advisors
Number of Clients
7,902 clients
Average Client Portfolio
$634K average
Assets Under Management
$5.0B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Fees can go up to 1.00% for the Summit program and vary by specific wrap fee program or strategy. Actual fees are set out in the fee schedule of your advisory agreement and are generally negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

225 East St. Paul Avenue,, Suite 305, Milwaukee, WI, 53202

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Frank is the owner and manager of Tenuta's Italian Restaurant, dedicating a few hours per week. He also manages rental properties through F10 LLC, spending minimal time per month on this activity.

Employment History
Current Registrations
Stifel Independent Advisors, LLC
November 2006 - Present · 19 yrs 11 mos
Stifel Independent Advisors, LLCBroker
November 2006 - Present · 19 yrs 11 mos
Previous Registrations
Stifel, Nicolaus & Company, Incorporated
March 2004 - December 2006 · 2 yrs 9 mos
Stifel, Nicolaus & Company, IncorporatedBroker
July 2001 - December 2006 · 5 yrs 5 mos
Prudential Securities IncorporatedBroker
April 1992 - July 2001 · 9 yrs 3 mos
J. W. Gant & Associates, INC.Broker
February 1992 - March 1992 · 1 mo
First Investors CorporationBroker
July 1990 - October 1990 · 3 mos
Pruco Securities CorporationBroker
December 1989 - June 1990 · 6 mos
The Prudential Insurance Company of AmericaBroker
December 1989 - June 1990 · 6 mos
State Registrations9 states
AZFLILMINCNYPATXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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